Chief Compliance Officer and Director of Operations
Mr. Sean Chen is the Chief Compliance Officer and Director of Operations. He is responsible for establishing and implementing effective standards, practices and procedures that are reasonably designed to prevent violations of the laws and regulations that apply to Camden Capital. Additionally, Sean works alongside the firms’ management team to construct and implement programs and best practices to keep pace with a changing regulatory and business landscape.
Mr. Sean Chen has an extensive operations track record working with investment advisory firms serving high and ultra-high net worth individuals and families. His 19+ years of operations and compliance experience covers a broad range of investment advisory firm structures including a publicly traded private bank, a publicly traded wire house and an independent registered advisor.
Prior to joining Camden Capital, Mr. Chen oversaw operations at Luminous Capital – a $6.0 billion independent registered investment advisory firm that was acquired by First Republic Bank. At Luminous Capital, he supported the firm’s growth from $1.7 billion in assets under management to approximately $6 billion over a five-year period. Prior to Luminous, he spent over 10 years at Merrill Lynch & Co.
Mr. Chen graduated with a Bachelor of Arts in Economics and a Bachelor of Science in Finance from California State University Northridge.